Tackle financial services compliance and risk challenges head-on

The financial services industry is faced with unprecedented levels of regulatory and legal risk.  Noncompliance, for instance, can result in server penalties.  And the cost of compliance alone can be staggering if you’re using traditional processes and tools.

Financial services professionals need solutions to increase efficiency, reduce expense, and demonstrate best practices.  That’s why Mitratech partners and co-innovates with you to tackle both today’s challenges and tomorrow’s opportunities with adaptable legal, compliance, and risk mitigation solutions that grow with your needs over time.

We meet a wide spectrum of compliance needs

Mitratech’s solutions for financial services deliver what’s required to meet the regulatory guidance and prescribed requirements of regulating bodies, both federal and state, in multiple nations.
Learn about vendor management software for financial services
  • Federal Reserve
  • OCC
  • FDIC
  • CFPB
  • CECL
  • GLBA
  • Sarbanes Oxley
  • Dodd-Frank
  • SEC
  • NYDFS500

The benefits we’ve delivered in Financial Services?

Single source of truth

A single source of truth

Gain visibility, predictability, and control across operational areas by centralizing data and documents.

mitigate risks

Mitigate internal and external risk

Proactively mitigate internal risk with automated ease, while also monitoring and controlling exposure in your vendor network.

Regulatory change management

Centralized information governance

Keep track of all content to ensure records keeping requirements are met to regulatory standards.

Automate manual processes

Automated workflows

Drive efficiencies and track nearly any financial use case – both for customers and internal stakeholders.

Technologies for empowering control, savings and compliance



The most widely used end-to-end ELM platform trusted by the world’s leading legal departments for managing core legal processes and operations.

TAP Workflow Automation

TAP Workflow Automation

TAP empowers you to automate nearly any repetitive manual process, so you can focus on what’s important: doing the work, not wrestling with workflows.

PolicyHub icon


Policy management becomes easier than ever before, as intuitive built-in tools ensure policies are efficiently managed and enforced and accurately maintained, distributed, and attested to.



Our most-mentioned advantage? How DataStore can handle enormous amounts of data every hour, every day, automatically.

ClusterSeven Icon


Discover and manage “Shadow IT” spreadsheets and other data assets hidden across your enterprise to reveal if they hold personal data or pose other risks to your firm.



An easy-to-use, next-generation universal Enterprise Risk Management solution using pre-built framework templates to simplify risk management of your organization and its processes, applications, and providers.

VendorInsight Icon


An award-winning, easy-to-use Vendor Risk Management (VRM) solution for banks, credit unions, financial services companies, and other companies who want to ensure the resilience of vendor ecosystems, even including fourth parties.

Explore in-depth downloads and other resources that detail how to solve the challenges facing the financial services industry.

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